Compliance

Integrity and transparency are a central part of our business practices and deeply rooted in our code of conduct. Our dedication to compliance has been the fundamental building block of our corporate history and provides a clear definition as to who we are.

Code of Conduct

We will only service a life insurance policy that has been thoroughly underwritten and verified to ensure that the transaction is valid and complies with all applicable laws and investors criteria, and after all parties fully understand the terms and consequences of the transaction.
We will only conduct business with institutional investors who have undergone background checks.
We will vigorously protect the privacy of all personal information.
We will follow all applicable laws regulating our industry, and comply with the National Association of Insurance Commissioners (NAIC) guidelines.